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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wilbanks Securities | Oklahoma City | OK | 03/2016 | 05/2017 |
| Wilbanks Securities Advisory | Oklahoma City | OK | 03/2016 | 05/2017 |
| Cabot Lodge Securities Llc | Pocola | OK | 05/2017 | 01/2020 |
| Cl Wealth Management Llc | Pocola | OK | 07/2017 | 01/2020 |
| Avantax Investment Services, Inc | Fort Smith | AR | 01/2020 | 09/2025 |
| Avantax Advisory Services | Fort Smith | AR | 01/2020 | 09/2025 |
| Avantax Insurance Services, Inc. | Fort Smith | AR | 01/2020 | 09/2025 |
| Absolute Asset Management | Fort Smith | AR | 11/2023 | Present |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Fort Smith | AR | 06/2024 | 09/2025 |
| Cetera Wealth Services, Llc | Fort Smith | AR | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ABSOLUTE ASSET MANAGEMENT POSITION: Owner NATURE: New name I will be using to conduct my business with Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 4304 South Phoenix, Fort Smith AR 72903, United States DESCRIPTION: Handling clients investments and the day to day work required to provide these services. 2) BELLE CHASSE SUB-DIVISION POSITION: Developer/Owner NATURE: Belle Chasse Subdivision and Karrant Development are one in the same. Karrant Development build and owned several sub division. Belle Chasse is the only one Karrant Development still has ownership in. My wife and I still own 7 lots and do not plan to sell any of them unless we face some type of emergency. My participation is that I answer around a dozen phone calls from individuals or real estate agents asking if I would sell a lot. I probably spent a total of 1 hour a year on these calls. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1999 ADDRESS: 4200 Jenny Lind Rd, Ste B, Fort Smith AR 72901, United States DESCRIPTION: See above #5 3) KARRANT DEVELOPMENT POSITION: Owner NATURE: Lot sales within Belle Chasse Sub-Division. I currently only own 5 lots within the 77 lots the comprise this sub-division INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2000 ADDRESS: 511 Two Sisters Court, Fort Smith AR 72916, United States DESCRIPTION: Answer questions to prospective lot buyers. 4) THE K FAMILY TRUST DTD 9-23-2019 POSITION: Trustee NATURE: General Family Trust. My wife is also a Trustee and handles the business of the trust. We talk about a few things on occasion over dinner and I answer her questions. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2019 ADDRESS: 511 Two Sisters Court, Fort Smith AR 72916, United States DESCRIPTION: Help my wife as she is 16 years younger and needs to keep up with this as she will probably out live me. surance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-06 |
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