Charles Ashley Girling

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2021
  Girling Insurance Group
  Indian Trail, NC
• 02/2021 → 07/2022
  Northwestern Mutual Life Insurance Company
  Charlotte, NC
• 04/2021 → 07/2022
  Northwestern Mutual Investment Services, Llc
  Charlotte, NC
• 03/2022 → 07/2022
  Northwestern Mutual Wealth Management Company
  Charlotte, NC
• 07/2022 → 04/2024
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 07/2022 → 04/2024
  Wells Fargo Bank, Na
  Charlotte, NC
• 04/2024 → 06/2024
  Bankers Life Securities, Inc.
  Charlotte, NC
• 04/2024 → 06/2024
  Bankers Life & Casualty, Inc.
  Charlotte, NC
• 04/2024 → 06/2024
  Bankers Life Advisory Services, Inc.
  Charlotte, NC
• 06/2024 → 03/2026
  National Life Group
  Charlotte, NC
• 06/2024 → 03/2026
  Equity Services, Inc.
  Charlotte, NC
• 03/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 03/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 06/2024 → 03/2026
  Stone Press Financial Group
  Charlotte, NC
• 02/2016 → 02/2021
  Allstate
  Indian Trail, NC
• 01/2026 → Present
  Ijhw Enterprises, Llc
  Charlotte, NC
• 03/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2024-06-13 → 2026-03-05
  Equity Services, Inc.
  Charlotte, NC
• 2024-04-29 → 2024-06-14
  Bankers Life Advisory Services, Inc.
  Charlotte, NC
  Chicago, IL
• 2022-08-18 → 2024-04-09
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
  Greensboro, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: IJHW ENTERPRISES, LLC INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 1/2026 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTIES NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE & HEALTH INSURANCE LICENSE POSITION: N/A START DATE: 9/2015 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: VARIABLE LIFE & VARIABLE ANNUITY INSURANCE LICENSE POSITION: N/A START DATE: 10/2017 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-08-18
• S63 Uniform Securities Agent State Law Examination
  2017-09-18

Other Names

• C Ashley Girling
• Ashley Girling
• Charles A Girling
• Charles Girling