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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-01-19 |
| MD | RA | APPROVED | 1990-11-14 |
Branch Locations
10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | MD | 07/1987 | Present |
| Bank Of America, Na | Columbia | MD | 12/2009 | Present |
I*29524 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DEAF PROFESSIONAL NETWORK INVESTMENT RELATED: N ADDRESS OF BUSINESS: CLARKSVILLE, MARYLAND 21029 NATURE OF BUSINESS: OTHER,PROMOTE DEAF BUSINESS STARTUPS THRU NETWORKING POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FOUNDER MENTORING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-09 |
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