Rafael Jason Herrera

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1999 → 09/2019
  Ubs Financial Services Inc.
  Houston, TX
• 09/2019 → Present
  Morgan Stanley Smith Barney Llc
  Houston, TX
• 11/2019 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2001-11-02 → 2019-10-01
  Ubs Financial Services Inc.
  Houston, TX
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

*684618- RHS RESOURCES LLC/9403 CANTANA COURT HOUSTON,TX 77040/COMPANY/REAL ESTATE/ACQUIRE/HOLD REAL ESTATE/OTHER/LLC MEMBER/ACQUIRE/HOLD REAL ESTATE/START DATE 9/11/2013/ *381508-RJH Assets LLC; Invt related ;Real Estate; Sole Proprietor/Owner/Partner;11/2017. *381509-RJH Interest LLC;Invt related-Y;Houston,TX;Real Estate;Sole Proprietor/Owner;11/2017; During business hours:0; After business hours:0.*381510-RJH Resources LLC; Invt Related -Y; Houston,TX;Real Estate; Sole Proprietor/Owner;11/2017;During Business Hours:0;After Business Hours:0.*381511-RJH Parcels LLC;Invt related-Y;Houston,TX;Real Estate;Sole Proprietor/Owner;11/2017;During business hours:0;After business hours:0.*381512-RJH Acquisitions LLC;Invt related -Y;Houston,TX;Real Estate;Sole Proprietor/Owner;11/2017;During business hours:0;After business hours:0.*381513-RJH Partners LLC; Invt related-Y; Houston,TX;Real Estate;Sole Proprietor/Owner;11/2017;During business hours:0;After business hours:0.*381514-RJH Developments LLC;Invt related;Real Estate;Sole Proprietor/Owner/Partner;11/2017.*388727-RJH Endeavors LLC; Invt related -Y;Houston,TX;Real Estate;Sole Proprietor/Owner;9/2019;During business hours:0;After business hours:0.*388780-RJH Account LLC;Invt related-Y;Houston,TX;Real Estate;Sole Proprietor/Owner;9/2019;During business hours:0;After business hours:0.*402107-RJH Equity Interests LLC;Invt related Y;Houston,TX;Real Estate;Sole Proprietor/Owner;6/2020;During business hours:1;After business hours:0.429410-RJH Collective LLC,Invt related-No;Houston,TX;Real Estate;Sole Proprietor/Owner;4/2021;During business hours:0;Owner*429238-RJH Projects LLC;Invt related-No;Houston,TX;Real Estate;Sole Proprietor/Owner;4/2021;During business hours:0;Owner*429407-RJH Synergy LLC;Invt related-No;Houston,TX;Real Estate;Sole Proprietor/Owner;4/2021;During business hours:0;Owner*444937-RJH Residential LLC;Invt related Y;Houston,TX;Real Estate;Sole Proprietor/Owner;8/2021;During business hours:0; After business hours:1;*447224-RJH Estates LLC;Invt related Y;Houston,TX;Real Estate;Sole Proprietor/Owner;8/2021;During business hours:0;After business hours:1;*447235-RJH Land LLC; Invt related Y;Houston, TX;Real Estate;Sole Proprietor/Owner;8/2021;During business hours:0; After business hours:1;*499061-RJH Attainments, LLC; Invt related Y; Houston,TX; Real Estate;Sole Proprietor/Owner;6/2022; During business hours:1; After business hours:0; Administrative*500800-RJH Dealings LLC; Invt related-Y;Houston,TX;Real Estate;Sole Proprietor/Owner;1/2022;During business hours: 0;After business hours: 1;Administrative*500822- RJH Practices LLC; Invt related-Y; Houston,TX;Real Estate;Sole Proprietor/Owner;10/2021;During business hours:0;After business hours:1;Administrative*542888-RJH Additions LLC; Invt related Y; Houston,TX; Real Estate; Sole Proprietor/Owner; 3/2023 ; During business hours: 0; After business hours: 0; Owner *542890-RJH Commerce, LLC;Invt related Y;Houston,TX; Real Estate;Sole Proprietor/Owner;3/2023;During business hours:0;After business hours:0;Owner.*542891-RJH Prospects, LLC; Invt related Y;Houston,TX;Real Estate;Sole Proprietor/Owner;3/2023 ;During business hours:0;After business 0;Owner.*571898-RJH Capital LLC; Invt related: Yes;Houston,TX;Real Estate;Sole Proprietor/Owner; 9/2024; During business hours:0; After business hours:0; Owner*571900-RJH Profits, LLC; Invt related: Yes; Houston,TX;Real Estate;Sole Proprietor/Owner;10/2023;During business hours:0;After business hours:0; Administrative,owner*571901-RJH Returns, LLC; Invt related: Yes;Houston,TX;Real Estate;Sole Proprietor/Owner;9/2024;During business hours:0;After business hours:0;Administrative,owner*613563-RJH Incentives LLC; Invt related: Yes;Houston,TX;Rental Property;Sole Proprietor/Owner;10/2024;During business hours:0;After business hours:0;Owner*613564- RJH Handling; Investment related: Yes; Houston, TX; Real Estate; Sole Proprietor/Owner; 10/2024; During business hours: 0; After business hours: 0; Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-21
• S63 Uniform Securities Agent State Law Examination
  2000-05-25

Other Names

• Jason Herrera
• Rafael Jason Herrera
• Rafael Jason Jason Herrera