Rhonda April Wind

Current Employers

Employment History

• 09/2016 → 11/2016
  Ocean Health Initiatives
  Lakewood, NJ
• 11/2016 → 12/2016
  Jalinski Advisory Services
  Toms River, NJ
• 04/2016 → 09/2016
  Unemployed
  Jackson, NJ
• 01/2017 → Present
  Cetera Advisors Llc
  Denver, CO
• 07/2021 → Present
  Ralph Lauren
  Jackson, NJ
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-06-01 → 2016-05-26
  Morgan Stanley
  Red Bank, NJ
  Morristown, NJ
  Lawrenceville, NJ
• 2007-09-12 → 2009-06-01
  Morgan Stanley & Co. Llc
  Red Bank, NJ

Other Businesses

(1) NAME OF OTHER BUSINESS: SAFE HARBOR FINANCIAL ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 1/2017 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; POSITION/TITLE/RELATIONSHIP: BUSINESS ADMINISTATOR ; BRIEF DESCRIPTION OF DUTIES: COMPLIANCE ASSISTANT ; (2) NAME OF OTHER BUSINESS: RALPH LAUREN ; INVESTMENT RELATED: NO ; ADDRESS: 537 MONMOUTH RD, STE 124, JACKSON, NJ 08527 ; NATURE OF BUSINESS: RETAIL SALES ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: STORE ASSOCIATE ; APX NUMBER OF HOURS PER WEEK: 8 ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: SHOWING MERCHANDISE TO CUSTOMERS AND ASSISTING CUSTOMERS IN STORE ; (3) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 04/2012; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams

• S66 Uniform Combined State Law Examination
  2007-09-04
• S63 Uniform Securities Agent State Law Examination
  2001-08-16
• S65 Uniform Investment Adviser Law Examination
  1993-10-21

Other Names

• Rhonda Wind
• Rhonda April Berger