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Cynthia M Serbia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

San Francisco, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
CA RA APPROVED 2025-04-02
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • CA RA
    APPROVED
    Since 2025-04-02

Branch Locations

2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States

555 California St, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. San Francisco CA 07/2016 12/2018
First Republic Securities Company, Llc San Francisco CA 12/2018 09/2023
First Republic Investment Management, Inc. San Francisco CA 12/2018 09/2023
J.P. Morgan Securities Llc San Francisco CA 09/2023 07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 03/2025 Present
Sabbatical San Francisco CA 07/2024 03/2025
Previous Registrations
  • 2018-12-11 → 2024-07-17
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
  • 2024-05-28 → 2024-07-13
    J.P. Morgan Securities Llc
    San Francisco, CA
    San Francisco, CA
  • 2016-07-29 → 2018-12-07
    Oppenheimer & Co. Inc.
    San Francisco, CA
  • 2015-10-07 → 2016-07-26
    Bancwest Investment Services, Inc.
    San Ramon, CA
    Omaha, NE
  • 2008-07-25 → 2015-02-03
    Charles Schwab & Co., Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2007-04-17 → 2008-05-22
    Charles Schwab & Co., Inc.
    San Francisco, CA
    San Francisco, CA
    Englewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 1992-02-28
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    1992-02-28
Other Names
  • Cynthia M Anabo
  • C Anabo
  • Cynthia Medina Anabo
  • Cynthia A Medina
  • Cynthia Alfonso Medina
  • Cynthia Medina Serbia

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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