Cynthia M Serbia

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 12/2018
  Oppenheimer & Co. Inc.
  San Francisco, CA
• 12/2018 → 09/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 12/2018 → 09/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 09/2023 → 07/2024
  J.P. Morgan Securities Llc
  San Francisco, CA
• 03/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 07/2024 → 03/2025
  Sabbatical
  San Francisco, CA

Previous Registrations

• 2018-12-11 → 2024-07-17
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA
• 2024-05-28 → 2024-07-13
  J.P. Morgan Securities Llc
  San Francisco, CA
  San Francisco, CA
• 2016-07-29 → 2018-12-07
  Oppenheimer & Co. Inc.
  San Francisco, CA
• 2015-10-07 → 2016-07-26
  Bancwest Investment Services, Inc.
  San Ramon, CA
  Omaha, NE
• 2008-07-25 → 2015-02-03
  Charles Schwab & Co., Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2007-04-17 → 2008-05-22
  Charles Schwab & Co., Inc.
  San Francisco, CA
  San Francisco, CA
  Englewood, CO

Exams

• S66 Uniform Combined State Law Examination
  2007-03-05
• S63 Uniform Securities Agent State Law Examination
  1992-02-28

Other Names

• Cynthia M Anabo
• C Anabo
• Cynthia Medina Anabo
• Cynthia A Medina
• Cynthia Alfonso Medina
• Cynthia Medina Serbia