Walter S Schram

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → 08/2017
  Ubs Financial Services Inc
  Farmington Hills, MI
• 08/2017 → 03/2020
  Ameriprise Financial Services, Inc.
  Farmington Hills, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Farmington Hills, MI

Previous Registrations

• 2010-10-08 → 2017-09-15
  Ubs Financial Services Inc.
  Farmington Hills, MI

Other Businesses

Real Estate Ownership; Commercial; Cali-McAllen LLC, , Southfield, MI, 48075; Investment-Related; 05/31/2017 / Commercial; Joslyn Road, , Auburn Hills, MI, 48326; Investment-Related; 05/31/2017 / Commercial; OLHSA Building LLC, , Pontiac, MI, 48342; Investment-Related; 05/31/2017 / Commercial; PAE Gymnasium Complex LLC, , Lake Orion, MI, 48362; Investment-Related; 05/31/2017. Business Ownership; Nodell Parks LLC; ; real estate; Square Lake Road Bloomfield Hills, Mi, ,; Not Investment-Related; 02/23/2018; 0 hours per month; 0 during trading hours / Joslyn Collier I,II,III; ; real estate; Joslyn Road Auburn Hills, Mi, ,; Not Investment-Related; 08/31/2016; 0 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-18
• S63 Uniform Securities Agent State Law Examination
  1987-10-08