John Francis Moran

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-09
NJ	RA	APPROVED	2025-06-26

TX RA
APPROVED

Since 2026-06-09
NJ RA
APPROVED

Since 2025-06-26

Branch Locations

200 Park Avenue Suite 130, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Short Hills	NJ	07/2010	11/2016
Wells Fargo Clearing Services, Llc	Short Hills	NJ	11/2016	06/2025
Raymond James & Associates, Inc.	Morristown	NJ	06/2025	Present

07/2010 → 11/2016

Wells Fargo Advisors Llc

Short Hills, NJ
11/2016 → 06/2025

Wells Fargo Clearing Services, Llc

Short Hills, NJ
06/2025 → Present

Raymond James & Associates, Inc.

Morristown, NJ

Previous Registrations

2010-07-09 → 2025-07-01

Wells Fargo Clearing Services, Llc

Short Hills, NJ

Short Hills, NJ
2009-06-01 → 2010-07-22

Morgan Stanley

Westfield, NJ
2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Westfield, NJ

New York, NY

Westfield, NJ
2002-04-01 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Westfield, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-17
S63	Uniform Securities Agent State Law Examination	1989-03-14

S66 Uniform Combined State Law Examination

2001-08-17
S63 Uniform Securities Agent State Law Examination

1989-03-14

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews