John Narciso Banuelos

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1987 → Present
  Self Employed (Financial Alliance)
  Fresno, CA
• 11/1989 → 09/2019
  H.D. Vest Investment Services
  Fresno, CA
• 03/1994 → 09/2019
  H.D. Vest Advisory Services
  Fresno, CA
• 01/1990 → 09/2019
  Hd Vest Insurance Agency, Llc
  Irving, TX
• 10/2019 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Fresno, CA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Fresno, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fresno, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fresno, CA

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Fresno, CA
• 2019-10-01 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Fresno, CA
  Seattle, WA
• 1994-02-08 → 2019-10-11
  Avantax Advisory Services
  Fresno, CA

Other Businesses

***FINANCIAL ALLIANCE POSITION: owner NATURE: I am a Enrolled Agent, Tax Practitioner. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/1975 ADDRESS: 2350 W SHAW AVE #101, FRESNO CA 93711, United States DESCRIPTION: Tax preparation ***JOHN N BANUELOS POSITION: owner/agent NATURE: Insurance licensed INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/1987 ADDRESS: 2350 W Shaw #101, Fresno CA 93711, United States DESCRIPTION: Variable annuities. ***NO OFFICIAL NAME POSITION: Owner NATURE: Rentals INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2005 ADDRESS: 1140 San Joaquin St, Fresno CA 93706, United States DESCRIPTION: residential rental ***JOHN N BANUELOS, EA CFP POSITION: FINANCIAL ADVISOR NATURE: SECURITIES AMERICA ADVISOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 95 SECURITIES TRADING HOURS: 95 START DATE: 03/01/1995 ADDRESS: 2350 W SHAW #101, FRESNO CA 93711, United States DESCRIPTION: ADVISORY SERVICES AND ASSET MANAGEMENT **DBA - Financial Alliance

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-10-22
• S65 Uniform Investment Adviser Law Examination
  1996-12-02

Designations

• Certified Financial Planner

Other Names

• John Narcisco Banuelos