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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-08-10 |
| TX | RA | APPROVED | 2021-08-10 |
Branch Locations
36 South County Commons Way Unit C2, South Kingstown, RI 02879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2006 | 07/2021 |
| Janney Montgomery Scott Llc | Kingston | RI | 07/2021 | 01/2022 |
| Janney Montgomery Scott Llc | South Kingstown | RI | 01/2022 | 01/2026 |
| Janney Montgomery Scott Llc | South Kingstown | RI | 01/2026 | Present |
Rhode Island Notary Public; Not Investment related; 67 Algonquin Road, Rumford, RI 02916; Notary Public; Start date 08/01/2000; 1hr month/0hr trading day; Notarize documents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-10 |
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