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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-25 |
| IL | RA | APPROVED | 2026-06-23 |
| GA | RA | APPROVED | 2026-06-22 |
| OK | RA | APPROVED | 2026-06-22 |
| PA | RA | APPROVED | 2026-06-22 |
| TX | RA | APPROVED_RES | 2026-06-22 |
| VA | RA | APPROVED | 2026-06-22 |
| WY | RA | APPROVED | 2026-06-19 |
| CO | RA | APPROVED | 2026-06-18 |
| CT | RA | APPROVED | 2026-06-18 |
| FL | RA | APPROVED | 2026-06-18 |
| HI | RA | APPROVED | 2026-06-18 |
| NY | RA | APPROVED | 2026-06-18 |
| NC | RA | APPROVED | 2026-06-18 |
| CA | RA | APPROVED | 2026-06-17 |
| DE | RA | APPROVED | 2026-06-17 |
| KS | RA | APPROVED | 2026-06-17 |
| LA | RA | APPROVED | 2026-06-17 |
| MN | RA | APPROVED | 2026-06-17 |
| NV | RA | APPROVED | 2026-06-17 |
| NJ | RA | APPROVED | 2026-06-17 |
| VT | RA | APPROVED | 2026-06-17 |
Branch Locations
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
11755 Wilshire Blvd, Los Angeles, CA 90025 • United States
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-17 |
Branch Locations
520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States
11755 Wilshire Blvd, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Inc. | Santa Monica | CA | 06/2007 | 06/2026 |
| Morgan Stanley Smith Barney | Santa Monica | CA | 06/2009 | 06/2026 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2026 |
| Citizens Bank | Los Angeles | CA | 06/2026 | Present |
| Citizens Securities, Inc. | Los Angeles | CA | 06/2026 | Present |
| Citizens Private Wealth | Los Angeles | CA | 06/2026 | Present |
*516884- POA; Investment related-Yes; Agoura Hills, California; 08/2022; During business hours: 0; After business hours: 4
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-23 |
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