Mark Thomas Schneider

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Farmington Hills, MI
• 11/2016 → 05/2020
  Wells Fargo Clearing Services, Llc
  Farmington Hills, MI
• 05/2020 → 05/2020
  Ameriprise Financial Services Inc
  Farmington Hills, MI
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Farmington Hills, MI
• 05/2020 → 10/2025
  Ameriprise Financial Services, Llc.
  Farmington Hills, MI
• 10/2025 → Present
  Lpl Financial, Llc
  Westland, MI

Previous Registrations

• 2020-05-01 → 2025-10-20
  Ameriprise Financial Services, Llc
  Farmington Hills, MI
  Westland, MI
• 2000-11-09 → 2020-05-05
  Wells Fargo Clearing Services, Llc
  Toledo, OH
  Farmington Hills, MI
  Perrysburg, OH
  Toledo, OH
  Toledo, OH
  Farmington Hills, MI

Other Businesses

1) 09/2025 - The Schneider Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month - 100% time spent

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-09
• S63 Uniform Securities Agent State Law Examination
  1987-11-03