Thomas Michael Williams

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-29

NY RA
APPROVED

Since 2021-06-29

Branch Locations

One Suffolk Square Suite 550, Islandia, NY 11749 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Colarossi & Williams, Inc	Hauppauge	NY	10/2003	04/2026
Commonwealth Financial Network	Waltham	MA	11/2013	Present
Williams Wealth Planners	Islandia	NY	04/2026	Present

10/2003 → 04/2026

Colarossi & Williams, Inc

Hauppauge, NY
11/2013 → Present

Commonwealth Financial Network

Waltham, MA
04/2026 → Present

Williams Wealth Planners

Islandia, NY

Other Businesses

1. TMW FINANCIAL SERVICES, INC; OWNER; INVESTMENT RELATED; CONDUCTED AT BRANCH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-20
S63	Uniform Securities Agent State Law Examination	1988-04-05

S65 Uniform Investment Adviser Law Examination

1996-05-20
S63 Uniform Securities Agent State Law Examination

1988-04-05

Designations

Certified Financial Planner

Other Names

Tom Williams

View on SEC IAPD