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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Atlanta | GA | 12/1994 | 11/2024 |
| Prudential Insurance Company Of America | Atlanta | GA | 07/1987 | Present |
| Lpl Enterprise, Llc | Marietta | GA | 11/2024 | Present |
Allianz Life Ins Co of North America|American General|John Hancock Life Ins Co|Lincoln Nat'l Life Ins Co|North American Ins Co|Principal Life Ins Co|Provident Life & Accident Ins Co|Unum Life Ins Co of America
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-06 |
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