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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-10-09 |
| TX | RA | APPROVED | 2024-10-08 |
Branch Locations
350 East St John Street, Spartanburg, SC 29302 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St Louis | MO | 05/2016 | 10/2024 |
| Lpl Financial Llc | Spartanburg | SC | 10/2024 | Present |
1- 09/2024 / Walker, Higgins and Associates Wealth Management, LLC / Insurance Agency / Investment Related / 25 hrs mth / 5 hrs during trading / Spartanburg, SC / Start date: 01/01/1999 2- 09/2024 / Walker, Higgins and Associates Wealth Management, LLC / Non-Variable Insurance / Investment Related / 25 hrs mth / 5 hrs during trading / Spartanburg, SC / Start date: 01/01/1999 3- 09/2024 / RMH Financial Alchemy, Inc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Spartanburg, SC / Start date: 12/01/2008 4- 09/2024 / Walker, Higgins and Associates Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 180 hrs mth / 45 hrs during trading / At reported business location(s) 5- 09/2024 / 350 Building Associates, LLC / Real Estate Rental / Investment Related / 2 hrs mth / 5 hrs during trading / Spartanburg, SC / Start date: 12/9/1996 6- 09/2024 / RMH Property Holdings LLC / Other: Personal Real Estate Holding LLC / 1 hr mth / 5 hrs during trading / Not Investment Related / Spartanburg, SC / Start date: 05/14/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-16 |
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