Andrew F Fredric Perry

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-10-04
TX	RA	APPROVED_RES	2022-11-09
NJ	RA	APPROVED	2022-11-04

FL RA
APPROVED

Since 2023-10-04
TX RA
APPROVED_RES

Since 2022-11-09
NJ RA
APPROVED

Since 2022-11-04

Branch Locations

Miami Beach, FL • United States

Margate, NJ • United States

333-355 Se 2Nd Ave Ste 3700, 37Th Fl, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	New York	NY	10/2008	11/2022
Wells Fargo Clearing Services, Llc	Short Hills	NJ	11/2022	Present

10/2008 → 11/2022

Ubs Financial Services Inc

New York, NY
11/2022 → Present

Wells Fargo Clearing Services, Llc

Short Hills, NJ

Previous Registrations

2014-06-10 → 2022-11-15

Ubs Financial Services Inc.

Margate, NJ

New York, NY

Short Hills, NJ

Margate, NJ

Margate, NJ

Margate, NJ

New York, NY
1999-01-05 → 2002-11-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Floham Park, NJ

Other Businesses

ABSECON PARTNERS, LLC, INV RELATED, MARGATE, NJ, 25% OWNERSHIP, START: 04/01/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, PRIVATE INVESTMENTS.;| CLERMONT SPEARS, LLC, INV RELATED, SOUTHFIELD, MI, 25% OWNERSHIP, START: 4/01/2023, 0 HOURS A MONHT, 0 HOURS DURING TRADING, PRIVATE INVESTMENTS.;| PROVCO HOS, LLC, INV RELATED, VILLANOVA, PA, 5% OWNERSHIP, START: 4/1/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, INVESTMENT INTO GENERAL ATLANTIC.;| SPRING HILL INVESTORS, LLC, INV RELATED, OLD WESTBURY, NY, 20% OWNERSHIP, START: 4/1/2023, 0 HOURS A MONTH, 0 HOURS DURING TRADING, INVESTMENT INTO HEDGE FUND.;| MARGATE PARTNERS, LLC, INV RELATED, MARGATE, NJ, 50% OWNERSHIP, START: 04/01/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, HOLDING INVESTMENTS.| PERRY FAMILY LLC; INV RELATED; MIAMI BEACH, CA; 100% OWNERSHIP; START DATE 01/30/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING ; PERSONAL FOUNDATION

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-04
S63	Uniform Securities Agent State Law Examination	1987-10-30

S65 Uniform Investment Adviser Law Examination

1996-03-04
S63 Uniform Securities Agent State Law Examination

1987-10-30

Other Names

Andrew F Perry
Andrew Fredric Perry
Andrew F Fredric Perry
Andrew F Perry

View on SEC IAPD