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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-10
CO RA APPROVED 2009-01-06
  • TX RA
    APPROVED_RES
    Since 2019-07-10
  • CO RA
    APPROVED
    Since 2009-01-06

Branch Locations

Cherry Creek Place I 3131 S. Vaughn Way Suite 210, Aurora, CO 80014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Samuel L. Torrez Aurora CO 08/1987 Present
Rmin Securities Denver CO 01/2004 Present
Cambridge Investment Research, Inc Fairfield IA 01/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 01/2009 Present
  • 08/1987 → Present
    Samuel L. Torrez
    Aurora, CO
  • 01/2004 → Present
    Rmin Securities
    Denver, CO
  • 01/2009 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 01/2009 → Present
    Fairfield, IA
Previous Registrations
  • 2005-01-04 → 2008-12-31
    Rmin Securities, Inc.
    Greenwood Village, CO
    Aurora, CO
  • 2001-10-22 → 2003-12-31
    Denver, CO
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES. 2) J AND S ENTERPRISES, INC.; NOT INVESTMENT RELATED; 3131 S VAUGHN WAY, STE 210 AURORA, CO, 80014; S CORPORATION; PRESIDENT; BEGAN 10/22/2002; 0 HOURS SPENT AT THIS ACTIVITY;OUR CPA ADVISED US TO INCORPORATE FOR TAX PURPOSES. WE ARE CURRENTLY NOT RUNNING ANY BUSINESS THROUGH OUR S-CORP. OTHER THAN PAYING BILLS. 3) J AND S ENTERPRISES, 3131 S VAUGHN WAY, STE 210, AURORA, CO, OFFICE ASSISTANCE- OWNER, NIR, 8/MO- 0/TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/02/2009 5) CAMBRIDGE INVESTMENT RESEARCH, 3131 S. Vaughn Way, Suite 210, Aurora CO 80014, United States, 01/02/2009, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-14
S63 Uniform Securities Agent State Law Examination 1996-08-14
  • S65 Uniform Investment Adviser Law Examination
    2001-02-14
  • S63 Uniform Securities Agent State Law Examination
    1996-08-14
Designations
Other Names
  • Sam Torrez

View on SEC IAPD

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