Bryan Darryl Austin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 12/2009 → 11/2016
  Abbot Downing, A Wells Fargo Business
  Denver, CO

Previous Registrations

• 2007-09-06 → 2009-02-20
  Citigroup Global Markets Inc.
  Sarasota, FL
• 2005-01-24 → 2007-04-25
  Truist Investment Services, Inc.
  Naples, FL
  Naples, FL

Exams

• S66 Uniform Combined State Law Examination
  2017-02-18
• S65 Uniform Investment Adviser Law Examination
  2001-03-07
• S63 Uniform Securities Agent State Law Examination
  2001-03-06

Other Names

• Bryan Darryl Austin
• Bryan D Austin