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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-09-22
TX RA APPROVED 2009-09-01
  • GA RA
    APPROVED
    Since 2009-09-22
  • TX RA
    APPROVED
    Since 2009-09-01

Branch Locations

5909 Peachtree Dunwoody Rd Ste 450, Atlanta, GA 30328 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fuller & Co. Atlanta GA 03/1990 Present
Cambridge Investment Research, Inc Fairfield IA 09/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2009 Present
Previous Registrations
  • 2006-01-11 → 2009-09-02
    Mutual Service Corporation
    New York, NY
    Atlanta, GA
Other Businesses

1)DOLCE & ZANIBONI, 3 Executive Park Drive, Suite 277, Bedford NH 03110, United States, 03/07/2024, Owner, Tax Services, NIR, 40HR/MO, 20HR/MO TRADING. 2) JOHN D. FULLER & COMPANY INC - INSURANCE SALES AND SERVICE dba: FULLER SUDLOW INSURANCE, 5909 PEACHTREE DUNWOODY RD, ATLANTA, GA, 1/2012 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 25/MO - 3) FULLER & COMPANY,5909 PEACHTREE DUNWOODY RD #450., ATLANTA, GA 30328. BEGAN 3/1/1990 AS THE PRESIDENT OF OUR FINANCIAL PLANNING PROCESS WE ADVISE CLIENTS ON THE EFFICACY OF DEBT STRUCTURE. WE INTERFACE DIRECTLY WITH BANKERS AND MORTGAGE PROFESSIONALS WITH OUR CLIENTS. INVESTMENT RELATED. DEVOTES 2HR/MO, 2HR/MO DURING TRADING. 4) JOHN D. FULLER 1063 BROOKHAVEN LANE ATLANTA, GA. 30319 BEGAN 2/25/13 AS EXECUTOR; GARY NEWTON, PASSED AWAY FRIDAY, FEBRUARY 22, 2013. GARY ALSO HAD ASSETS WITH MY FIRM. SPECIFICALLY, TWO 403B ACCOUNTS, ONE INDIVIDUAL ACCOUNT, AND ROTH IRA. I DO NOT BELIEVE I WILL EARN A FEE FOR THIS EFFORT. NOT INVESTMENT RELATED. DEVOTES 5 HRS/YR. NONE DURING TRADING. 6) FULLER & COMPANY, 5909 PEACHTREE DUNWOOD ROAD, #450, ATLANTA, GA, REAL ESTATE SALES/MORTGAGE ORIGINATION/BROKER PRESIDENT, 03/01/90, INV REL, 2/MO- 2/TRADING 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 8) MOLLY ELIZABETH WHITLOCK, 04/2025, Trustee, Position of Trust, NIR, 0 HR/MO, 0 HR/MO TRADING. 9) FULLER & ZANIBONI, 5909 Peachtree Dunwoody Rd, Suite 725, Atlanta GA 30328, United States, 03/07/2024, Owner, Tax Services, Not Investment Related, 40 HR/MO - 20 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-02
S63 Uniform Securities Agent State Law Examination 1989-05-18
  • S65 Uniform Investment Adviser Law Examination
    2005-12-02
  • S63 Uniform Securities Agent State Law Examination
    1989-05-18

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