Todd Allen Glaw

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1989 → 03/2020
  Ameriprise Financial Services, Inc.
  Cedar Falls, IA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Cedar Falls, IA

Other Businesses

Outside Employment; Summit Management Group, LLC; Vice President - Handle all non-licensed activities, manage the staff handling financial planning, help manage staff, run our systems, provide marketing support, administrative support, manage my real estate, recruiting into the practice, handle all HR administration, accounting, books and records and payroll, and any other non-licensed operational activities needed to run the business; ; Greenview Dr SW Suite 205, , Rochester, MN, 55902; Not Investment-Related; 01/28/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-03-11