Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
4600 University Ave, Cedar Falls, IA 50613 • United States
Washburn, IA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cedar Falls | IA | 10/1989 | 03/2020 |
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 03/2020 | Present |
Outside Employment; Summit Management Group, LLC; Vice President - Handle all non-licensed activities, manage the staff handling financial planning, help manage staff, run our systems, provide marketing support, administrative support, manage my real estate, recruiting into the practice, handle all HR administration, accounting, books and records and payroll, and any other non-licensed operational activities needed to run the business; ; Greenview Dr SW Suite 205, , Rochester, MN, 55902; Not Investment-Related; 01/28/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-03-11 |
Reach out to this advisor