Best Investors Account Sign in

Michele Ruth Landa-Brooker

Morgan Stanley

East Falmouth, MA

Miami, FL

CRD 1726034

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-27
NY RA APPROVED 2021-04-27
TX RA APPROVED_RES 2020-05-15
CT RA APPROVED 2020-02-24
  • FL RA
    APPROVED
    Since 2023-10-27
  • NY RA
    APPROVED
    Since 2021-04-27
  • TX RA
    APPROVED_RES
    Since 2020-05-15
  • CT RA
    APPROVED
    Since 2020-02-24

Branch Locations

East Falmouth, MA • United States

200 S. Biscayne Blvd., Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Miami FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Miami, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

1. RENTAL PROPERTY; OWNER; START DATE: 01/2018; 5161 Collins Ave, Apt 1201, Miami Beach FL; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1 2.*461804 - Real Estate; Investment related -Yes; Miami Beach, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 5; Property Management 3. *480449 - Estate ; Investment related Yes; Mamaroneck, New York; 04/2022; During business hours: 0; After business hours: 30 4. *491912 - POA; Investment related Yes; Mamaroneck, New York; 04/2022; During business hours: 0; After business hours: 30 5. *539032 - Rental Property; Investment related - Yes; Miami Beach, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 4; Property Management 6. *564315 - Gordon AD Venture Fund LLC; Investment related-Yes; Austin, Texas; Biotechnology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 0; Passive Investor. No ongoing responsibility. *673804 - 52 Cedar LLC; Investment related: No; East Falmouth, Massachusetts; We want to hold a property located at 52 Cedar Stre East Falmouth MA in the LLC; Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 0; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-15
S65 Uniform Investment Adviser Law Examination 2006-02-02
S63 Uniform Securities Agent State Law Examination 1987-10-07
  • S66 Uniform Combined State Law Examination
    2020-05-15
  • S65 Uniform Investment Adviser Law Examination
    2006-02-02
  • S63 Uniform Securities Agent State Law Examination
    1987-10-07
Other Names
  • Michele R Landa
  • Michele Ruth Landa
  • Michele Ruth Landabrooker

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in East Falmouth, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor