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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-27 |
| NY | RA | APPROVED | 2021-04-27 |
| TX | RA | APPROVED_RES | 2020-05-15 |
| CT | RA | APPROVED | 2020-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Miami | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RENTAL PROPERTY; OWNER; START DATE: 01/2018; 5161 Collins Ave, Apt 1201, Miami Beach FL; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1 2.*461804 - Real Estate; Investment related -Yes; Miami Beach, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 5; Property Management 3. *480449 - Estate ; Investment related Yes; Mamaroneck, New York; 04/2022; During business hours: 0; After business hours: 30 4. *491912 - POA; Investment related Yes; Mamaroneck, New York; 04/2022; During business hours: 0; After business hours: 30 5. *539032 - Rental Property; Investment related - Yes; Miami Beach, Florida; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 4; Property Management 6. *564315 - Gordon AD Venture Fund LLC; Investment related-Yes; Austin, Texas; Biotechnology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 0; Passive Investor. No ongoing responsibility. *673804 - 52 Cedar LLC; Investment related: No; East Falmouth, Massachusetts; We want to hold a property located at 52 Cedar Stre East Falmouth MA in the LLC; Officer (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-15 |
| S65 | Uniform Investment Adviser Law Examination | 2006-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-07 |
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