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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-26
GA RA APPROVED 2014-07-02
  • TX RA
    APPROVED_RES
    Since 2017-04-26
  • GA RA
    APPROVED
    Since 2014-07-02

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

19 Mount Paran Rd Ne, Atlanta, GA 30342 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Atlanta GA 07/2014 Present
  • 07/2014 → Present
    Raymond James And Associates
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-07
S63 Uniform Securities Agent State Law Examination 1987-10-15
  • S65 Uniform Investment Adviser Law Examination
    2003-04-07
  • S63 Uniform Securities Agent State Law Examination
    1987-10-15

View on SEC IAPD

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