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Dawn Marie Stil

Ubs Financial Services Inc.

Philadelphia, PA

Mt. Laurel, NJ

Marlton, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-07-29
TX RA APPROVED 2021-07-22
  • NJ RA
    APPROVED
    Since 2021-07-29
  • TX RA
    APPROVED
    Since 2021-07-22

Branch Locations

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Marlton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Mount Laurel NJ 03/2012 07/2021
Ubs Financial Services Mt. Laurel NJ 07/2021 Present
  • 03/2012 → 07/2021
    Morgan Stanley Smith Barney
    Mount Laurel, NJ
  • 07/2021 → Present
    Ubs Financial Services
    Mt. Laurel, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-01
S63 Uniform Securities Agent State Law Examination 2014-07-22
  • S66 Uniform Combined State Law Examination
    2016-03-01
  • S63 Uniform Securities Agent State Law Examination
    2014-07-22
Other Names
  • Dawn M Moffitt

View on SEC IAPD

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