Franklin Joe Garcia

Current Employers

Hamilton-Bates Investment Research, Inc.

Mertztown, PA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2025-11-05

CA RA
APPROVED_RES

Since 2025-11-05

Branch Locations

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Proequities, Inc	Placentia	CA	07/2009	09/2018
Harvest Investment Services, Llc	Placentia	CA	05/2015	07/2018
Proequities, Inc	Placentia	CA	02/2014	08/2018
Franklin J. Garcia Dba Insuranceko	Yorba Linda	CA	01/1996	Present
Hamilton-Bates Investment Research, Inc.	Yorba Linda	CA	11/2025	Present

07/2009 → 09/2018

Proequities, Inc

Placentia, CA
05/2015 → 07/2018

Harvest Investment Services, Llc

Placentia, CA
02/2014 → 08/2018

Proequities, Inc

Placentia, CA
01/1996 → Present

Franklin J. Garcia Dba Insuranceko

Yorba Linda, CA
11/2025 → Present

Hamilton-Bates Investment Research, Inc.

Yorba Linda, CA

Previous Registrations

2014-02-05 → 2018-08-14

Concourse Financial Group Securities, Inc.

Brea, CA

Laguna Beach, CA

Placentia, CA
2015-05-11 → 2018-07-26

Harvest Investment Services, Llc

Placentia, CA
2012-05-03 → 2012-05-31

Hamilton-Bates Investment Research, Inc.

Placentia, CA

Other Businesses

INSURANCEKO- DBA POSITION: OWNER/ PRESIDENT NATURE: SELL AND SERVICE INSURANCE FOR CLIENTS INVESTMENT RELATED: YES HOURS: 20 INVESTMENT RELATED HOURS: 1 START DATE: 1996 ADDRESS: YORBA LINDA, CA DESCRIPTION: SELL, SERVICE AND ADMINISTRATION OF AGENCY BEACON FINANCIAL PATHWAYS; INVESTMENT-RELATED; 4770 EUREKA AVE #755, YORBA LINDA, CA 92885; INSURANCE AND PLANNING FOR CLIENTS; OWNER/AGENT; START 03/2025; 30+HOURS PER MONTH/ZERO DURING SECURITIES TRADING HOURS; DUTIES: AGENTS FOR SALES.