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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-09
PA RA APPROVED 2010-06-16
  • TX RA
    APPROVED
    Since 2015-04-09
  • PA RA
    APPROVED
    Since 2010-06-16

Branch Locations

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Mechanicsburg PA 08/1987 Present
Massmutual Life Insurance Company Mechanicsburg PA 05/1987 Present
  • 08/1987 → Present
    Mml Investors Services, Inc.
    Mechanicsburg, PA
  • 05/1987 → Present
    Massmutual Life Insurance Company
    Mechanicsburg, PA
Previous Registrations
  • 2002-03-25 → 2006-12-31
    Wienken & Associates, Ltd.
    Camp Hill, PA
Other Businesses

1)NAME: THE CONODOGUINET CLUB LLC, INV REL:Y ADDR: 100 STERLING PLACE, G17, MECHANICSBURG PA 17050 NATURE:GOLF SIMULATOR LOCATION, POSITION: MEMBER START: 07/15/2022, NO HR/MO: 1 NO HR/MO DUR TRADING:1, DUTIES: INVESTOR. 2)NAME: TONY FELICIANO, INV REL:Y ADDR: 100 STERLING PL, STE 307, MECHANICSBURG PA 17055, NATURE: OUTSIDE BUSINESS POSITION: AGENT, START: 6/22/2022 NO HR/MO:<1 NO HR/MO DUR TRADING:<1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, VARIABLE LIFE/ANNUITIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-27
  • S63 Uniform Securities Agent State Law Examination
    1988-04-27
Designations

View on SEC IAPD

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