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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-03-06 |
| MD | RA | APPROVED | 2025-03-06 |
| MN | RA | APPROVED | 2025-03-06 |
| NM | RA | APPROVED | 2025-03-06 |
| SC | RA | APPROVED | 2025-03-06 |
| WI | RA | APPROVED | 2025-03-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | West Bend | WI | 07/2008 | Present |
| Ic Advisory Services, Inc. | West Bend | WI | 05/2009 | Present |
| Lpl Financial Llc | West Bend | WI | 03/2025 | Present |
| Lpl Financial Llc | West Bend | WI | 03/2025 | Present |
1) 03/17/2025 - Derks Investments Group, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/12/2025 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-28 |
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