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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2003-01-27 |
| TX | RA | APPROVED_RES | 2002-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 03/1987 | Present |
| Bank Of America, Na | Florham Park | NJ | 12/2009 | Present |
I*1667265, Entity Type Entity Charitable, Name of OBA: Somerset County Young Men's Christian Association, Inc. Address: Basking Ridge New Jersey 07920 Investment Related: No Position, Title, Association: Committee Employee Start Date:01/24/2024 No Hours: 3 No Hours during trading: 0 Duties: Purpose of the YMCA is to "Strengthen community by connecting all people to their potential, purpose and each other through access to resources, relationships and opportunities to learn, grow and thrive". Guided by the Y's core values of caring, honesty, respect and responsibility. My expected responsibilities are to be limited to within the Financial Development Committee - Annual Giving, Capital Campaigns and fund raising. I*1882378, Entity Type Entity Charitable, Name of OBA: Somerset Hills Ymca Address: Basking Ridge New Jersey 07920 Investment Related: No Position, Title, Association: Board Member Employee Start Date:01/12/2024 No Hours: 3 No Hours during trading: 0 Duties: The purpose of the YMCA is to strengthen community by connecting all people to their potential, purpose and each other through access to resources, relationships and opportunities to learn grow and thrive. My expected responsibilities are annual giving, capital campaigns and fund raising. I*4717276, Entity Type: , Name of OBA: R H J E EXEC EST OF D J E, Address: Bernardsville, New Jersey, 07924, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 05/25/2026, No Hours: 20 Monthly, No Hours during Trading: 5 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-26 |
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