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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2003-01-27
TX RA APPROVED_RES 2002-02-14
  • NJ RA
    APPROVED
    Since 2003-01-27
  • TX RA
    APPROVED_RES
    Since 2002-02-14

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 03/1987 Present
Bank Of America, Na Florham Park NJ 12/2009 Present
Other Businesses

I*1667265, Entity Type Entity Charitable, Name of OBA: Somerset County Young Men's Christian Association, Inc. Address: Basking Ridge New Jersey 07920 Investment Related: No Position, Title, Association: Committee Employee Start Date:01/24/2024 No Hours: 3 No Hours during trading: 0 Duties: Purpose of the YMCA is to "Strengthen community by connecting all people to their potential, purpose and each other through access to resources, relationships and opportunities to learn, grow and thrive". Guided by the Y's core values of caring, honesty, respect and responsibility. My expected responsibilities are to be limited to within the Financial Development Committee - Annual Giving, Capital Campaigns and fund raising. I*1882378, Entity Type Entity Charitable, Name of OBA: Somerset Hills Ymca Address: Basking Ridge New Jersey 07920 Investment Related: No Position, Title, Association: Board Member Employee Start Date:01/12/2024 No Hours: 3 No Hours during trading: 0 Duties: The purpose of the YMCA is to strengthen community by connecting all people to their potential, purpose and each other through access to resources, relationships and opportunities to learn grow and thrive. My expected responsibilities are annual giving, capital campaigns and fund raising. I*4717276, Entity Type: , Name of OBA: R H J E EXEC EST OF D J E, Address: Bernardsville, New Jersey, 07924, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 05/25/2026, No Hours: 20 Monthly, No Hours during Trading: 5 Monthly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-22
S63 Uniform Securities Agent State Law Examination 1987-10-26
  • S65 Uniform Investment Adviser Law Examination
    1994-12-22
  • S63 Uniform Securities Agent State Law Examination
    1987-10-26
Designations
Other Names
  • Rand Evleth

View on SEC IAPD

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