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Luke Robert Warren Rich

Wiss Private Client Advisors, LLC

Florham Park, NJ

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Current Employers
Wiss Private Client Advisors, Llc

100 Campus Drive W Suite 400, Florham Park, NJ 07932 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-09
  • NJ RA
    APPROVED
    Since 2025-01-09

Branch Locations

100 Campus Drive W Suite 400, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wiss Private Client Advisors, Llc Florham Park NJ 06/2024 Present
Wiss Private Client Advisors, Llc Florham Park NJ 06/2023 08/2023
Wiss Private Client Advisors, Llc Florham Park NJ 06/2022 08/2022
University Of Delaware Newark DE 08/2019 05/2024
University Of Delaware Newark DE 09/2023 05/2024
Ridge High School Basking Ridge NJ 09/2015 06/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-15
  • S65 Uniform Investment Adviser Law Examination
    2024-11-15
Other Names
  • Luke Robert Warren Rich

View on SEC IAPD

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Other Offices

JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · FLORHAM PARK, NJ
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