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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-07-06 |
Branch Locations
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
4400 Post Oak Parkway 9Th Floor, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 07/2001 | Present |
NOTARY / NOTARY / SECRETARY OF STATE AUSTIN , TEXAS 78711 / NOTARY / PRIVATELY HELD / START DATE 04/23/2009 - 04/23/2013 / 1 HR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-24 |
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