Ardell Roan

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 09/2017
  Morgan Stanley Smith Barney
  Ridgewood, NJ
• 10/2017 → 05/2018
  Home-Maker
  Chester, NY
• 05/2018 → Present
  Suny Orange
  Middletown, NY
• 06/2019 → 09/2019
  Bankers Life
  Rochelle Park, NJ
• 09/2019 → 06/2022
  Wells Fargo Clearing Services Llc
  New City, NY
• 06/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  New City, NY

Previous Registrations

• 2021-11-29 → 2022-06-16
  Wells Fargo Clearing Services, Llc
  New City, NY
• 2009-06-01 → 2017-09-07
  Morgan Stanley
  Paramus, NJ
  Paramus, NJ
• 2007-07-17 → 2009-06-01
  Morgan Stanley & Co. Llc
  Ridgewood, NJ

Exams

• S66 Uniform Combined State Law Examination
  2021-11-29
• S63 Uniform Securities Agent State Law Examination
  2020-11-27
• S65 Uniform Investment Adviser Law Examination
  2002-06-01

Other Names

• Ardell Lynette Roan