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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2010-04-09 |
Branch Locations
360 Hoohana Street Suite 206, Kahului, HI 96732 • United States
Wailuku, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 04/2010 | Present |
| Commonwealth Financial Network | Wailuku | HI | 04/2010 | Present |
1. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2. FINANCIAL NAVIGATION GROUP; ENTITY CREATED TO OPERATE SECURITIES BUSINESS; INVESTMENT RELATED; AT BRANCH LOCATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-28 |
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