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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1997-12-15
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

7161 N Millbrook Ave Ste 103, Fresno, CA 93720 • United States

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fresno CA 09/2005 03/2020
Ameriprise Financial Services, Llc Fresno CA 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; Lake Tahoe Vacation Ownership Resort , 901 Ski Run Boulevard, So, ,; Not Investment-Related; 09/24/2018 / Commercial; 7161 N Millbrook, Suite 103 , , Fresno, CA, 93720; Not Investment-Related; 01/01/2017 / Condo in Lake Tahoe area. We use a professional property management firm to offer the condo for short-term rentals.; 360 Galaxy Lane, Unit C, Stateline, NV, 89449; Not Investment-Related; 07/01/2023. Independent Insurance Brokering; BenefitMall & affiliated companies; 05/26/2025; Medicare Supplement. Business Ownership; E3 America Inc.; None - office in husband's company; Construction/consulting of solar projects. This is solely husband's business venture but he would like me to be an officer in the new company.; 2050 E Corneliuson Dr, , Fresno, CA, 93730; Not Investment-Related; 04/01/2011; 0 hours per month; 0 during trading hours / Impact Equipment Solutions LLC; None - husbands business that I am an officer; Equipment rental; 2050 E Corneliuson Dr, , Fresno, CA, 93730; Not Investment-Related; 12/18/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-01-07
  • S63 Uniform Securities Agent State Law Examination
    1998-01-07
Other Names
  • Monica Westerhoff

View on SEC IAPD

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