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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
MN RA APPROVED 2013-11-19
MT RA APPROVED 2006-02-06
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • MN RA
    APPROVED
    Since 2013-11-19
  • MT RA
    APPROVED
    Since 2006-02-06

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minnetonka MN 03/2008 Present
City National Bank Minnetonka MN 09/2017 Present
Other Businesses

MAPLE GROVE LUTHERAN FOUNDATION; ADDRESS: 9251 ELM CREEK BLVD MAPLE GROVE, MN 55369; BUSINESS DESCRIPTION: CHURCH/NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 09/01/2007; CAPACITY: BOARD OF DIRECTORS; DUTIES: LEAD FUNDRAISING AND DISBURSEMENTS TO OTHER NON-PROFITS; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-05
S63 Uniform Securities Agent State Law Examination 1987-10-07
  • S66 Uniform Combined State Law Examination
    2005-12-05
  • S63 Uniform Securities Agent State Law Examination
    1987-10-07

View on SEC IAPD

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