David Jonathan Cockeram

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-05
WA	RA	APPROVED	2025-08-05
AZ	RA	APPROVED	2025-03-03
NV	RA	APPROVED	2024-08-29
NM	RA	APPROVED	2024-01-23
FL	RA	APPROVED	2021-03-10
WY	RA	APPROVED	2019-10-17
UT	RA	APPROVED	2019-05-29
CA	RA	APPROVED	2012-03-20

TX RA
APPROVED_RES

Since 2026-06-05
WA RA
APPROVED

Since 2025-08-05
AZ RA
APPROVED

Since 2025-03-03
NV RA
APPROVED

Since 2024-08-29
NM RA
APPROVED

Since 2024-01-23
FL RA
APPROVED

Since 2021-03-10
WY RA
APPROVED

Since 2019-10-17
UT RA
APPROVED

Since 2019-05-29
CA RA
APPROVED

Since 2012-03-20

Branch Locations

3801 University Ave Suite 220, Riverside, CA 92501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Orange	CA	03/2012	Present
Agia	Houston	TX	12/2022	Present

03/2012 → Present

Valic Financial Advisors, Inc.

Orange, CA
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2011-02-17 → 2012-03-16

Financial Health And Wealth

Redlands, CA
2010-09-20 → 2010-10-18

Equitable Advisors, Llc

Redlands, CA

Irvine, CA

Irvine, CA

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-25

S66 Uniform Combined State Law Examination

2010-08-25

View on SEC IAPD