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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-07-21 |
| CO | RA | APPROVED | 2021-10-21 |
| TX | RA | APPROVED | 2011-02-08 |
Branch Locations
901 South Mopac Expressway Barton Oaks Plaza Four Ste 150, Austin, TX 78746 • United States
Georgetown, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Austin | TX | 01/2011 | Present |
| Guardian Life Insurance Company | Austin | TX | 07/2010 | Present |
| Park Avenue Securities | Georgetown | TX | 06/2024 | Present |
| Guardian Life Insurance Company | Georgetown | TX | 06/2024 | Present |
1) Insurance-Property and Casualty insurance licensed. I will periodically review, quote and sell auto and home coverage, Start: 03/15/2010, Address: 901 S Mopac Expy. Barton Oaks Plaza IV, Suite 150 Austin, TX 78746, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-05-13 |
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