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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
Brant, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 07/2004 | Present |
JOHN J. & MARY ANN CHIAVETTA POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 10 START DATE: 01/01/1984 ADDRESS: PO BOX 245, BRANT NY 14027-0245 DESCRIPTION: MANAGE VARIOUS REAL ESTATE HOLDINGS THAT WE HAVE PARISH OF OUR LADY PNCC POSITION: FINANCIAL SECRETARY NATURE: PARISH OF THE POLISH NATIONAL CATHOLIC CHURCH. INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 4 START DATE: 12/01/2009 ADDRESS: PO BOX 244, BRANT NY 14027-0244 DESCRIPTION: FINANCIAL SECRETARY, WHICH INVOLVES KEEPING A DUPLICATE CHECK REGISTER, ATTENDING MONTHLY MEETINGS,ORGANIZING AND OVERSEEINGCHURCH ACTIVITIES AND FUNCTIONS.COUNTING WEEKLY COLLECTIONS AND MONIES FROM CHURCH ACTIVITIES AND FUNCTIONS.MAINTENANCE AND REPAIRS OF CHURCH PREMISES. LIFE INSURANCE, LONG-TERM CARE INSURANCE, HEALTH INSURANCE, FIXED ANNUITIES POSITION: Agent NATURE: Life insurance, long-term care insurance, health insurance,fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 08/01/1987 ADDRESS: PO Box 245, Brant NY 14027-0245 DESCRIPTION: Agent with various general agents. OLMC CEMETERY ASSOCIATION POSITION: Committee Member NATURE: Cemetery. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: PO Box 244, Brant NY 14027-0244 DESCRIPTION: Committee Member.Sell grave plots, oversee openings of graves for burials.Hand dig cremation graves.Write and sign checks; make deposits.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-14 |
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