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John Joel Chiavetta

Gwn Securities Inc.

Palm Beach Gardens, FL

Brant, NY

CRD 1722647

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Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Brant, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 07/2004 Present
Other Businesses

JOHN J. & MARY ANN CHIAVETTA POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: YES NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 10 START DATE: 01/01/1984 ADDRESS: PO BOX 245, BRANT NY 14027-0245 DESCRIPTION: MANAGE VARIOUS REAL ESTATE HOLDINGS THAT WE HAVE PARISH OF OUR LADY PNCC POSITION: FINANCIAL SECRETARY NATURE: PARISH OF THE POLISH NATIONAL CATHOLIC CHURCH. INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 4 START DATE: 12/01/2009 ADDRESS: PO BOX 244, BRANT NY 14027-0244 DESCRIPTION: FINANCIAL SECRETARY, WHICH INVOLVES KEEPING A DUPLICATE CHECK REGISTER, ATTENDING MONTHLY MEETINGS,ORGANIZING AND OVERSEEINGCHURCH ACTIVITIES AND FUNCTIONS.COUNTING WEEKLY COLLECTIONS AND MONIES FROM CHURCH ACTIVITIES AND FUNCTIONS.MAINTENANCE AND REPAIRS OF CHURCH PREMISES. LIFE INSURANCE, LONG-TERM CARE INSURANCE, HEALTH INSURANCE, FIXED ANNUITIES POSITION: Agent NATURE: Life insurance, long-term care insurance, health insurance,fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 08/01/1987 ADDRESS: PO Box 245, Brant NY 14027-0245 DESCRIPTION: Agent with various general agents. OLMC CEMETERY ASSOCIATION POSITION: Committee Member NATURE: Cemetery. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1995 ADDRESS: PO Box 244, Brant NY 14027-0244 DESCRIPTION: Committee Member.Sell grave plots, oversee openings of graves for burials.Hand dig cremation graves.Write and sign checks; make deposits.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-22
S63 Uniform Securities Agent State Law Examination 1987-09-14
  • S65 Uniform Investment Adviser Law Examination
    1999-06-22
  • S63 Uniform Securities Agent State Law Examination
    1987-09-14
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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