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Employer firm

Mapleton Capital Management, LLC CRD 122230

$87.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Mapleton Capital Management, Llc

1875 Century Park East, Suite 940, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-13
CA RA APPROVED 2000-01-13
  • TX RA
    APPROVED_RES
    Since 2022-07-13
  • CA RA
    APPROVED
    Since 2000-01-13

Branch Locations

Westlake Village, CA • United States

Ocean Park Capital Management, Llc

2503 Main Street, Santa Monica, CA 90405 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1999-08-25
  • CA RA
    APPROVED
    Since 1999-08-25

Branch Locations

Westlake Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mapleton Capital Management, Llc Los Angeles CA 11/1999 Present
Ocean Park Capital Management,Llc Santa Monica CA 12/1997 Present
Previous Registrations
Other Names
  • Larry J. Konis

View on SEC IAPD

More in Westlake Village, CA

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