Andrew Tsiolas

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
H.D.VEst Investment Services	Bay Side	NY	08/2013	12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	12/2017	05/2021
Bank Of America, N.A.	New York	NY	12/2017	05/2021
Edward Jones	St Louis	MO	07/2021	12/2023
Ameriprise Financial Services, Llc	Flushing	NY	12/2023	Present
Cetera Investment Services Llc	St Cloud	MN	07/2025	Present
Alma Bank	Flushing	NY	07/2025	Present
Cetera Investment Advisers Llc	Flushing	NY	07/2025	Present

08/2013 → 12/2017

H.D.VEst Investment Services

Bay Side, NY
12/2017 → 05/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
12/2017 → 05/2021

Bank Of America, N.A.

New York, NY
07/2021 → 12/2023

Edward Jones

St Louis, MO
12/2023 → Present

Ameriprise Financial Services, Llc

Flushing, NY
07/2025 → Present

Cetera Investment Services Llc

St Cloud, MN
07/2025 → Present

Alma Bank

Flushing, NY
07/2025 → Present

Cetera Investment Advisers Llc

Flushing, NY

2023-12-14 → 2025-08-12

Ameriprise Financial Services, Llc

Flushing, NY

Bayside, NY
2021-07-23 → 2023-12-15

Edward Jones

Bayside, NY
2017-12-05 → 2021-07-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-09-15
S63	Uniform Securities Agent State Law Examination	2013-12-16

Other Firms