Shelley Y Mau

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Princeton Junction, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Langhorne, PA

Other Businesses

Board of Directors; Divine Grace Condominium; Treasurer; 155 Henry Street, Unit 204, New York, NY, 10002; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Generational Partners, LLC; independent consultant for clients assigned to the Generational Partners, LLC from my solo practice.; Manage advisory business; 3000 Atrium Way, Suite 510, , Mt. Laurel, NJ, 08054; Investment-Related; 01/01/2022; 20 to 39 hours per month; 10 to 19 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-09-09

Designations

• Certified Financial Planner

Other Names

• Shelly Mau Liew
• Shelly Y Mau
• Shelly Y Mau