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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-04-18 |
| TX | RA | APPROVED_RES | 2024-04-18 |
Branch Locations
25B Hanover Rd Ste 1230, Florham Park, NJ 07932 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Florham Park | NJ | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florham Park | NJ | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Florham Park | NJ | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-01 |
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