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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
PA RA APPROVED 2014-07-02
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • PA RA
    APPROVED
    Since 2014-07-02

Branch Locations

2012 Market Street, Camp Hill, PA 17011 • United States

Mechanicsburg, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St Cloud MN 06/2014 Present
Cetera Investment Advisers Llc Allentown PA 06/2014 Present
Cetera Investment Services Independent Allentown PA 03/2016 Present
  • 06/2014 → Present
    Cetera Investment Services
    St Cloud, MN
  • 06/2014 → Present
    Allentown, PA
  • 03/2016 → Present
    Cetera Investment Services Independent
    Allentown, PA
Previous Registrations
  • 2007-12-04 → 2013-08-26
    Cetera Investment Services Llc
    Mogantown, PA
    Harrisburg, PA
    Millersburg, PA
    Reading, PA
    Allentown, PA
    Pottsville, PA
    Denver, PA
    Exton, PA
  • 2006-03-09 → 2007-12-07
    Cetera Wealth Services, Llc
    Harrisburg, PA
    Lemoyne, PA
    Dillsburg, PA
    Harrisburg, PA
    Harrisburg, PA
    Enola, PA
    Camp Hill, PA
    Hershey, PA
    Hanover, PA
    Morgantown, PA
    Adamstown, PA
    Shillington, PA
    Reading, PA
    West Lawn, PA
    Temple, PA
    Wyomissing, PA
  • 2004-06-01 → 2005-06-07
    Hershey, PA
Other Businesses

1. RENTAL PROPERTY, 50% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-17
S63 Uniform Securities Agent State Law Examination 1999-08-25
  • S65 Uniform Investment Adviser Law Examination
    2000-05-17
  • S63 Uniform Securities Agent State Law Examination
    1999-08-25
Other Names
  • Ben Tony Agostino
  • Benny Tony Agostino

View on SEC IAPD

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