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Richard L Lester

Witter & Lester Inc

Huntsville, AL

CRD 1721571

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Employer firm

Witter & Lester Inc CRD 133913

$9.77M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Witter & Lester Inc

Huntsville, AL • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2005-03-11
  • AL RA
    APPROVED
    Since 2005-03-11

Branch Locations

Huntsville, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Witter & Lester, Inc. Huntsville AL 02/1988 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-10
  • S63 Uniform Securities Agent State Law Examination
    1992-11-10
Other Names
  • Richard Lester

View on SEC IAPD

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