Richard Patrick Biagiotti

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1978 → Present
  Lynn First Department
  Lynn, MA
• 01/1978 → Present
  Lynn Fire Department
  Lynn, MA
• 05/1985 → Present
  Personal Financial Management Plus Inc
  Lynnfield, MA
• 05/1985 → Present
  Personal Financial Management Plus Inc
  Tewksbury, MA
• 07/2003 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 08/2023
  Cetera Advisors Llc
  Denver, CO
• 08/2023 → Present
  Lpl Financial Llc
  Lynnfield, MA

Previous Registrations

• 2016-10-03 → 2023-08-14
  Cetera Advisors Llc
  Lynnfield, MA
• 2005-01-13 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
• 2005-01-20 → 2014-10-29
  Personal Financial Management Plus, Inc.
  Lynnfield, MA
• 2003-12-18 → 2004-12-31
  Eastern Point Advisors Inc.

Other Businesses

1)05/31/2023 - Personal Financial Management Plus, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/1985 - 160 Hr/Mth 2)05/31/2023 - Personal Financial Management Plus, Inc - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/1985 - 6 Hr/Mth 305/31/2023 - The City of Lynn Retirement Board - Non-Profit Board Member - Board Member. Process retirement applications, stay up to date on the MA retirement systems - Non Inv Rel - Lynn, MA - Start: 072001 - 2 Hr/Mth

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-09-03

Designations

• Certified Financial Planner