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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-27 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Labelle | FL | 03/2009 | 11/2017 |
| Lpl Financial Llc | Labelle | FL | 02/2018 | Present |
1. 02/14/2018 - Steve Spence Cattle Farm - Not Investment Related - 4522 Ft Center Ave Labelle, FL 33935 - Other - Cattle Farm - Start Date 4/1/95 - 10 Hours Per Month - Owner. 2. 02/14/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Attorney - Start Date 11/01/10 - 140 Hours Per Month - Owner/Attorney. 3. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - Agent - Fixed Annuities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-27 |
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