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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-09 |
Branch Locations
303 Vintage Park Dr Ste 120, Foster City, CA 94404 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Santa Rosa | CA | 05/1987 | 03/2017 |
| Metlife Securities Inc. | Santa Rosa | CA | 05/1987 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Walnut Creek | MA | 07/2016 | 03/2021 |
| Mml Investors Services, Llc | Walnut Creek | CA | 03/2017 | 03/2021 |
| Lincoln Financial Advisors Corporation | Burlingame | CA | 03/2021 | 05/2024 |
| Lpl Financial Llc | Berkeley | CA | 05/2024 | Present |
1) 04/29/2024 - Pacific Wealth Management Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 20 Hours per month. 2) 04/29/2024 - Non-Variable Insurance - Selling: Fixed Insurance and Fixed Annuities, MassMutual and AIP - CA 94404 - Investment related - 1% Time spent - Start date: 04/12/2024.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-02-15 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-22 |
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