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Marie Ramirez

Ubs Financial Services Inc.

Norfolk, VA

Norfolk, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-06-02
  • VA RA
    APPROVED
    Since 2023-06-02

Branch Locations

Norfolk, VA • United States

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davenport & Co Llc Williamsburg VA 03/2010 02/2023
Ubs Financial Services Inc Norfolk VA 06/2023 Present
Unemployed Williamsburg VA 03/2023 05/2023
  • 03/2010 → 02/2023
    Davenport & Co Llc
    Williamsburg, VA
  • 06/2023 → Present
    Ubs Financial Services Inc
    Norfolk, VA
  • 03/2023 → 05/2023
    Unemployed
    Williamsburg, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-26
S63 Uniform Securities Agent State Law Examination 1987-10-28
  • S66 Uniform Combined State Law Examination
    2009-08-26
  • S63 Uniform Securities Agent State Law Examination
    1987-10-28

View on SEC IAPD

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