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Dale Alfred Clausnitzer

Growth Equity Management, Inc.

Broomfield, CO

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Current Employers
Growth Equity Management, Inc.

Superior, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-11-24
MN RA APPROVED 2025-11-24
  • CO RA
    APPROVED
    Since 2025-11-24
  • MN RA
    APPROVED
    Since 2025-11-24

Branch Locations

Broomfield, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dale A. Clausnitzer San Diego CA 03/1976 Present
Aura Financial Services, Inc Birmingham AL 03/2005 Present
Growth Equity Management, Inc Minneapolis MN 02/2005 Present
  • 03/1976 → Present
    Dale A. Clausnitzer
    San Diego, CA
  • 03/2005 → Present
    Aura Financial Services, Inc
    Birmingham, AL
  • 02/2005 → Present
    Growth Equity Management, Inc
    Minneapolis, MN
Previous Registrations
  • 1998-08-11 → 2005-02-01
    Securities America Advisors, Inc.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-13
S63 Uniform Securities Agent State Law Examination 1987-10-29
  • S65 Uniform Investment Adviser Law Examination
    1998-07-13
  • S63 Uniform Securities Agent State Law Examination
    1987-10-29

View on SEC IAPD

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