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Alfred Glen Nichols

Nichols Wealth Advisors

Chicago, IL

CRD 1720476

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Employer firm

Nichols Wealth Advisors CRD 284400

$9.72M regulatory AUM 11 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Nichols Wealth Advisors

Chicago, IL • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-07-31
IN RA APPROVED 2016-08-15
TX RA APPROVED 2016-08-11
IL RA APPROVED 2016-07-14
  • GA RA
    APPROVED
    Since 2020-07-31
  • IN RA
    APPROVED
    Since 2016-08-15
  • TX RA
    APPROVED
    Since 2016-08-11
  • IL RA
    APPROVED
    Since 2016-07-14

Branch Locations

Chicago, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nichols Wealth Advisors, Llc. Chicago IL 04/2016 Present
  • 04/2016 → Present
    Nichols Wealth Advisors, Llc.
    Chicago, IL
Previous Registrations
Other Businesses

OAA#: 651 | ORG NAME:ST. JOHN AFRICAN METHODIST EPISCOPAL CHURCH - | ORG ADDR:AURORA, IL, US | NATURE OF BUS:RELIGIOUS | INVST REL:N | TITLE:TRUSTEE, FINANCE COMMITTEE MEMBER | DUTIES:DEPOSIT AND INVEST FUNDS APPROVED BY CHURCH'S TRUSTEE BOARD AND FINANCE COMMITTEE | START DT:01/01/1993 | TOTAL HRS P/M:5 | SEC TRDNG HRS P/M:0 I AM LICENSED TO SELL INSURANCE PRODUCTS IN THE STATE OF ILLINOIS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-01
S63 Uniform Securities Agent State Law Examination 1989-09-08
  • S65 Uniform Investment Adviser Law Examination
    1997-12-01
  • S63 Uniform Securities Agent State Law Examination
    1989-09-08
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Alfred G Nichols

View on SEC IAPD

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