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Nichols Wealth Advisors CRD 284400
$9.72M regulatory AUM 11 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Chicago, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-07-31 |
| IN | RA | APPROVED | 2016-08-15 |
| TX | RA | APPROVED | 2016-08-11 |
| IL | RA | APPROVED | 2016-07-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nichols Wealth Advisors, Llc. | Chicago | IL | 04/2016 | Present |
OAA#: 651 | ORG NAME:ST. JOHN AFRICAN METHODIST EPISCOPAL CHURCH - | ORG ADDR:AURORA, IL, US | NATURE OF BUS:RELIGIOUS | INVST REL:N | TITLE:TRUSTEE, FINANCE COMMITTEE MEMBER | DUTIES:DEPOSIT AND INVEST FUNDS APPROVED BY CHURCH'S TRUSTEE BOARD AND FINANCE COMMITTEE | START DT:01/01/1993 | TOTAL HRS P/M:5 | SEC TRDNG HRS P/M:0 I AM LICENSED TO SELL INSURANCE PRODUCTS IN THE STATE OF ILLINOIS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-08 |
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