Mark Steven Loftus

Current Employers

Employment History

• 05/2009 → 10/2018
  Morgan Stanley
  Oak Brook, IL
• 10/2018 → Present
  Raymond James Financial Services, Inc.
  Downers Grove, IL
• 10/2018 → Present
  Raymond James Financial Services Advisors, Inc
  Downers Grove, IL
• 10/2018 → Present
  Loftus & Preusser Wealth Partners
  Downers Grove, IL
• 09/2018 → Present
  Msl Enterprises, Inc
  Downers Grove, IL
• 09/2018 → Present
  Loftus Group Llc
  Downers Grove, IL
• 07/2021 → Present
  Independent Wealth Partners
  Downers Grove, IL

Previous Registrations

• 2009-06-01 → 2018-10-22
  Morgan Stanley
  Oakbrook Terrace, IL
  Oak Brook, IL
• 2009-05-08 → 2009-06-01
  Citigroup Global Markets Inc.
  Oakbrook Terrace, IL
• 2003-05-08 → 2009-05-11
  Wells Fargo Clearing Services, Llc
  Schaumburg, IL
  Itasca, IL

Other Businesses

(1)Name of Business: Independent Wealth Partners Address: 1901 Butterfield Rd Suite 100, Downers Grove, IL, 60515, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/08/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Independent Wealth Partners - Raymond James (co-branded) is the name we are using for our current and future branch offices now that multiple wealth teams, each with their own brand, have joined our branch. (2)Name of Business: Loftus & Preusser Wealth Partners Address: 1901 Butterfield Rd Suite 100, Downers Grove, IL, 60515, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 01/06/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Looking to change our team name to:Loftus & Preusser Wealth Partnersfor our existing wealth management business at RJFS. We will continue to co-brand with Raymond James.This is strictly a change in dba name for our existing business entity. (3)Name of Business: Loftus Group LLC Address: 1901 Butterfield Rd Suite 100, Downers Grove, IL, 60515, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 09/20/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: This is our business partnership entity, co-owned by the respective S-Corps of me and Jeff Preusser. The entity uses a DBA of either Loftus Group Wealth Partners, Loftus & Preusser Wealth Partners, or Independent Wealth Partners depending on the activity (4)Name of Business: MSL Enterprises, Inc. Address: 1901 Butterfield Rd Suite 100, Downers Grove, IL, 60515, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/21/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 11-20 Description of duties: This entity is the S-Corp created upon my joining RJFS to receive my net business income from RJ each pay period. It also co-owns the parent entity Loftus Group LLC with my partner Jeff Preusser.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-15
• S63 Uniform Securities Agent State Law Examination
  1987-10-14

Designations