Best Investors Account Sign in

Barry James Pechenik

Morgan Stanley

Dallas, TX

CRD 1720138

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-02
  • TX RA
    APPROVED
    Since 2015-12-02

Branch Locations

2121 North Pearl Street Suite 500, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Dallas TX 12/2015 Present
Morgan Stanley Private Bank, N.A. New York NY 12/2015 Present
  • 12/2015 → Present
    Morgan Stanley Smith Barney Llc
    Dallas, TX
  • 12/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2008-09-26 → 2015-12-18
    Credit Suisse Securities (Usa) Llc
    Dallas, TX
  • 2004-05-20 → 2008-10-03
    Ubs Financial Services Inc.
    Dallas, TX
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-11
S63 Uniform Securities Agent State Law Examination 1987-09-24
  • S65 Uniform Investment Adviser Law Examination
    2004-05-11
  • S63 Uniform Securities Agent State Law Examination
    1987-09-24
Other Names
  • Barry James Penchenik

View on SEC IAPD

Nearby Firms

RETIREMENT ADVISORS, LLC
7TH HARVEST INVESTMENTS
ADVISOR RESOURCE COUNCIL

Nearby Investors

MICHAEL CHARLES PERRY
Samuel James Perry
Michael Charles Perry

Nearby Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX

More in Dallas, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor